CTR, SAR, DEP - Are You Completing the Proper Bank Secrecy Act Forms Properly?
ARCHIVE OPTION AVAILABLE
Can't attend at this time? Click here for the archived version.
March 4, 2010
2:00–3:30 p.m. Central Time
(3:00–4:30 p.m. EST, 1:00–2:30 p.m. MST, 12:00–1:30 p.m. PST — Confirm the relative time in your area by visiting www.time.gov)
Tuition: $219 for the live webinar (includes live and 6 months access to the archive)
ABOUT THIS WEBINAR
Remember when fill-in-the-blanks used to be fun and easy? And getting one wrong didn't mean fines, penalties, and a potential violation? BSA changed all that and this webinar is designed to help you iron out some of the wrinkles in proper form completion. From when and where to file to who you are filing on, we will explore the currency transaction report, designation of exempt person form, and the suspicious activity report.
Through this webinar, you will learn the answers to these and other questions:
- Who am I filing on when an employee completes a transaction for their employer?
- How do I complete the forms for a transaction that took place through a shared branch?
- My member fell for a scam, are they the Suspect on the SAR?
- Why does the CTR have boxes for negotiable instruments and wires when it is called a Currency transaction report?
- When do I check the boxes for multiple persons and multiple transactions?
- What box must you check if you only complete Part I Section A on the CTR?
- Are there some examples of when to check "other' on the SAR?
- What do I put if I don't know the answer?
You will also review these questions:
- When and how do I file an exempt person form?
- Who qualifies as exempt?
- What is suspicious and what is just different from normal?
- When should a suspicious activity report be filed?
- When and how should I properly complete a currency transaction report?
- What types of transactions should be reported on the CTR?
WHO SHOULD ATTEND
This webinar will provide valuable information for all credit union staff responsible for the completion and filing of currency transaction reports, suspicious activity reports, and designation of exempt persons forms.
Affiliation with CUNA/League is required for attendance.
INSTRUCTORS
Mary-Lou Heighes, CUCE
Mary-Lou has been involved in the credit union movement since 1989. She has been involved in all areas of credit union operations: general operations, marketing, collections, lending, and compliance. She is a Credit Union Compliance Expert (CUCE) and is president of Compliance Plus, Inc., which provides strategic planning, training, compliance, and consulting services to credit unions. Mary-Lou was the senior research and information consultant for the California/Nevada Credit Union League for seven years, and since founding her company in 2000, has provided training for credit unions and leagues around the country. Prior to her tenure at the league, she spent five years at a credit union.
WEBINAR OVERVIEW
Just like in face-to-face classes, CUNA Webinars allow you to see and hear a presentation, ask questions of the instructor, and refer to handouts. You need only a speakerphone and computer with Internet connection. With a computer projection screen, it's easy to provide this training to a whole roomful of staff!
When you register for an event, the connection information will be e-mailed to you 24-48 hours before the event. If you are registering for an event the day it is being held, please call 800-356-9655, ext. 4249 or e-mail training@cuna.coop for assistance.
Did you know...in addition to attending this event live, your tuition includes six months of unlimited access to the archived (recorded) event within 48 hours of the live event for your entire credit union. See the archived events available to you and your credit union.
CUNA Webinars use Adobe Connect to provide an interactive and convenient online learning environment. Whether you are a first time Adobe Connect user, or simply need a refresher, take a short tour. You'll learn how to effectively interact with the presenter and your peers during live webinars.
CANCELLATIONS
The last day for cancellations was February 24, 2010. Substitutions are accepted anytime prior to the start of the program at no additional cost. Simply fax event and contact information, listing the new participant and who they will be replacing. Cancellation fees do not apply for free or complimentary programs.
|
